Who are independent broker-dealers?
Independent broker-dealers work on behalf of clients to buy and sell securities, while also buying and selling within their own accounts. An independent broker-dealer can offer investment products as well as financial advice when planning for college, retirement or other goals.
Is JP Morgan a broker-dealer?
J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member FINRA and SIPC.
Is Goldman Sachs a broker-dealer?
LLC (“we,” “us,” and “GS&Co.,” and together with its affiliates, “Goldman Sachs”) is registered with the Securities and Exchange Commission (“SEC”) as both a broker-dealer and an investment adviser and is a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.
Is chase a broker-dealer?
J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.
Who is the largest brokerage firm in the world?
Here are five of the largest brokerage firms by AUM:
- Fidelity Investments [Read Review]
- Vanguard [Read Review]
- Charles Schwab [Read Review]
- Merrill [Read Review]
- JPMorgan Securities.
Is Charles Schwab better than Edward Jones?
Employee Ratings. Charles Schwab scored higher in 3 areas: Compensation & Benefits, % Recommend to a friend and Positive Business Outlook. Edward Jones scored higher in 5 areas: Career Opportunities, Work-life balance, Senior Management, Culture & Values and CEO Approval. Both tied in 1 area: Overall Rating.