What does SEC Form 6K mean?
The SEC Form 6-K is a form that foreign private issuers of securities are required to submit, pursuant to stated rules in the Securities Exchange Act of 1934. The Form 6-K, or “Report of Foreign Private Issuer Pursuant to Rules 13a-16 and 15d-16,” is administrated by the Securities and Exchange Commission (SEC).
What is the purpose or purposes of Form 8-K filings by SEC registrants?
Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about. Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.)
What does 8k filing mean?
An 8-K is a report of unscheduled material events or corporate changes at a company that could be of importance to the shareholders or the Securities and Exchange Commission (SEC).
What is Form 40f?
Also called the Registration and Annual Report for Canadian Securities Form, Form 40-F is a filing with the US Securities and Exchange Commission (SEC) used by Canadian companies that want to offer their securities to United States investors.
Why does a company file a 6-K?
Form 6-K, used by foreign private issuers (FPIs) to update their disclosures with the US Securities and Exchange Commission (SEC), seems straightforward. The form calls for sending to the SEC press releases, shareholder reports, and other information that an FPI has already published.
Is an 8K filing good or bad?
Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.
What is 20f report?
Form 20-F is the primary disclosure document required of foreign private issuers listing equity shares on exchanges in the United States. It’s most often filed with the Securities and Exchange Commission (SEC) as an annual report but is also used to register classes of securities.
What is the Canadian equivalent of a 10k?
SEDAR
First, the Form 10-K is found in SEC’s EDGAR database (Electronic Data Gathering, Analysis, and Retrieval). The equivalent of this database is called SEDAR (System for Electronic Document Analysis and Retrieval), which contains all filings of Canadian public companies.
What are SEC reporting requirements?
Upon effectiveness, the company becomes subject to the SEC’s reporting requirements. These SEC reporting requirements include filing annual, quarterly, and current reports.
What is 6 K form?
The SEC Form 6-K is a form that foreign private issuers of securities are required to submit, pursuant to stated rules in the Securities Exchange Act of 1934. The Form 6-K, or “Report of Foreign Private Issuer Pursuant to Rules 13a-16 and 15d-16,” is administrated by the Securities and Exchange Commission (SEC).
What is SEC Form 6?
Updated Jun 25, 2019. SEC Form S-6 is a filing with the Securities and Exchange Commission (SEC), which unit investment trusts use to register securities they issue.
What is the SEC Financial Reporting Manual?
SEC Division of Corporation Finance: Financial Reporting Manual (Updated July 2019) The SEC’s Division of Corporation Finance has published an updated version of Financial Reporting Manual. The manual serves as an internal, informal reference document to provide general guidance to SEC staff when reviewing for compliance with SEC reporting rules.