What is an SEC registered investment company?
Generally, an “investment company” is a company (corporation, business trust, partnership, or limited liability company) that issues securities and is primarily engaged in the business of investing in securities. Closed-end funds (legally known as closed-end companies); UITs (legally known as unit investment trusts).
What are registered investment companies?
registered investment company means an investment company that is registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (15 U.S.C. 80a). Examples of registered investment companies are mutual funds and unit investment trusts.
How do you check if a company is registered with SEC in Nigeria?
Please visit the Securities and Exchange Commission website, http://www.sec.gov.ng, to check the status of a public firm registered with the corporate commission. This website offers a database of all SEC-registered companies’ information, which is updated within 24 hours after receipt.
Are SEC registered companies regulated?
State Regulation of Investment Companies The activities of investment companies generally are not regulated by the states. States may, however, require investment companies to file notices with them and pay filing or registration fees.
Is Alpha a percentage?
Alpha is commonly used to rank active mutual funds as well as all other types of investments. It is often represented as a single number (like +3.0 or -5.0), and this typically refers to a percentage measuring how the portfolio or fund performed compared to the referenced benchmark index (i.e., 3% better or 5% worse).
Are all ETFs RICs?
Are ETFs considered a RIC? In a word, yes. Most ETFs (Exchange Traded Funds) are registered with the SEC (Securities and Exchange Commission) as investment companies under the Investment Company Act of 1940. That much is true of almost all ETFs.
Is Opay registered with SEC?
Official Payments Holdings, Inc. is incorporated in the state of Delaware. Official Payments Holdings, Inc is primarely in the business of services-business services, nec….Ticker: OPAY.
| Shortlink | https://sec.report/T/OPAY |
|---|---|
| Reporting File Number | 001-33475 |
| State of Incorporation | DELAWARE |
| Fiscal Year End | 09-30 |
How do you check if a company is registered with SEC?
For the registration status of a public company registered with the SEC, please visit the SEC’s website, at http://www.sec.gov/edgar/searchedgar/webusers.htm. This site contains the EDGAR database of electronic SEC filings, which are posted to the site within 24 hours of their receipt.
What is the SEC identifier for an investment company?
A unique identifier assigned by the SEC to each series of an investment company. The format is a “C” followed by nine digits. Name of investment company series. A registered investment company may include one or more series, each of which invests its assets in a separate portfolio of securities.
How to contact SEC Division of investment management?
For additional information about FOIA, please call the SEC’s Office of Freedom of Information and Privacy Act Operations at (202) 551-8300. For additional information regarding the data, please contact the Division of Investment Management at (202) 551-6999 or [email protected].
What kind of company is an investment company?
Investment Companies Generally, an “investment company” is a company (corporation, business trust, partnership, or limited liability company) that issues securities and is primarily engaged in the business of investing in securities.
Who are the members of the SEC board?
Membership of the Board, which meets approximately quarterly, includes senior leaders from the SEC’s divisions and offices. In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets.
https://www.youtube.com/watch?v=qYOlkm1xqY0