Is Securities America a good firm?
Securities America Advisors manages $39.3 billion and provides investment advisory services for 134,725 clients (1:54 advisor/client ratio)….Firm Information.
| Summary | Firm |
|---|---|
| Total AUM | $39.3 billion |
| Fee Range | Ask firm |
| Advisor / Client Ratio | 1:54 |
| Languages Offered | Ask firm |
What kind of company is Securities America?
Advisor Group
Securities America is part of Advisor Group, one of the largest networks of independent wealth management firms in the United States, with more than 11,000 affiliated financial professionals.
Is Securities America part of Advisor Group?
Securities America is part of Advisor Group, which also includes FSC Securities Corporation, KMS Financial Services, Royal Alliance Associates, SagePoint Financial, Securities Service Network, Triad Advisors and Woodbury Financial Services.
Who owns Securities America Inc?
Ladenburg Thalmann
Ameriprise FinancialSecurities America Financial Corporation
Securities America/Parent organizations
Is Securities America a fiduciary?
The U.S. Securities and Exchange Commission (SEC) holds advisors to a fiduciary standard and considers placing clients in accounts with inappropriate fee structures a violation of this standard. At its core, the investment advisory account is an asset management agreement.
What are US securities?
At Securities America, we focus on helping financial professionals create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.
Is Securities America publicly traded?
Ladenburg Thalmann Financial Services Inc. is a publicly traded diversified financial services company based in Miami, Florida.
Who Purchased Securities America?
Advisor Group, Inc.
Acquired by Advisor Group, Inc.
Who is SagePoint financial?
SagePoint Financial is part of Advisor Group, the nation’s largest network of independent wealth management firms in the United States, with more than 11,000 affiliated financial professionals.
What is meant by the term securities?
A security is a financial instrument, typically any financial asset that can be traded. In the United States, the term broadly covers all traded financial assets and breaks such assets down into three primary categories: Equity securities – which includes stocks. Debt securities – which includes bonds and banknotes.
What is an Independent Broker Dealer?
Independent broker-dealers were created to accommodate financial advisors who carry securities licenses and need back-office support for services such as compliance and trade execution. These firms typically cater to more experienced advisors who generate high streams of revenue from a sophisticated client base.
Who owns the Advisor Group?
Advisor Group Holdings, Inc.
Advisor Group/Parent organizations
Who is the parent company of Securities America?
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), today announced that it has successfully recruited Knight Investments Group, Inc., an independent wealth management…
Who is Gaulden and Associates in Securities America?
Gaulden & Associates is joining Securities America through one of its corporate RIAs, Arbor Point Advisors.
What makes Securities America such a good company?
At Securities America, we pride ourselves on providing exceptional service. That means we focus on doing business in a friendly, efficient and effective way, and our work ethic drives us to go that extra mile to ensure the expectations of our financial professionals and their clients are being met.
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